First Clearing Relationship

All accounts are processed and carried by First Clearing, LLC (FCC), a non-bank affiliate of Wells Fargo & Co.

Securities in accounts carried by FCC are protected by the Securities Investor Protection Corporation (SIPC) up to $500,000. This amount includes cash claims up to $100,000.

FCC has arranged for supplemental insurance protection for cash and securities through Lloyd's of London. The additional coverage above the SIPC limits for any missing securities and cash in client brokerage accounts up to a firm aggregate limit of $1 billion (including up to $1.9 million for cash, per client). In other words, the aggregate amount of all client losses covered under this policy is subject to a limit of $1 billion, with each client covered up to $1.9 million for cash.

To learn more about SIPC, visit its web site at www.sipc.org.

Moors & Cabot has weathered the times to manage the assets of families for generations. We have a commitment to service that puts your interests first and the culture of a boutique firm where our advisors take the time to understand your financial goals.