Single Stock Risk Management
More Information:
- CBOE: Analysis on Passive Options-Based Investment Strategies (1.2MB PDF)
- Analysis of Selling Covered Calls on the S&P (672kb PDF)
- Brief Introduction to Single Stock Risk Mgmt
- Hedging Flow Chart (16kb PDF)
- Single Stock Hedging Checklist (68kb PDF)
- Single Stock Hedging Questionnaire (69kb PDF)
- Narrated Term Sheet
- Listed Options Basics
- Disclosure from CBOE
- CBOE Tax GUIDE (621kb PDF)
- Article on Fiduciary's Obligation to Hedge
- Technical Advice Memorandum - February 2007 (29kb PDF)
Many investors find a significant portion of their net worth "stuck" in concentrated or restricted equity positions. You may hold restricted or unregistered stock acquired from the sale of your business or in a private placement. You may have inherited or received such stock as a gift. Tax-sensitivity may limit you even where SEC regulations do not. Significant appreciation of low-cost basis stock -- or stock options -- may make the sale or transfer of your stock a prohibitive tax event.
Moors & Cabot's Single Stock Risk Management Specialists offer hedging and diversification strategies that can unlock this value, create tax-efficient liquidity, and protect your portfolio from severe market swings.
Please contact us at 866-459-9998 or email:
Michael J. Egan, Sr. Vice President at mjegan@moorscabot.com
Sarah H. Wolf, Vice President at shwolf@moorscabot.com
Robert Carr, Assistant Vice President at rcarr@moorscabot.com