Strong Leadership

Keeping a firm true to its focus on personalized, unbiased wealth management takes dedication throughout the entire company.  This takes strong leadership that has an unwavering dedication to our clients. You will not find a more focused investment firm or financial advisor than with Moors and Cabot Investments.

Executive Management

Board of Directors & Management

MARK GARRETT

MARK GARRETT

Executive Chairman

Mark brings to bear a broad range of operating and leadership experience, including strategy development and execution, financial management best practices, sales management and business development.  Mark joined Moors & Cabot's Board in 2008 during the financial crisis and prior to his involvement with Moors & Cabot, Mark worked in a variety of capacities at Accenture, LLC, Elemental and ERI. Mark is a member of Young Presidents' Organization (YPO) and SIFMA where he participates on the Private Client Group Committee.  Mark holds a Bachelor of Arts from the University of Texas at Austin.

DANIEL JOYCE

DANIEL JOYCE

President & Chief Executive Officer

Dan has spent 18 years at Moors & Cabot in a variety of roles.  Prior to joining Moors & Cabot, Dan has spent the past 30+ years in a variety of executive and managerial capacities with Fidelity Investments, Hambrecht & Quist, and Dean Witter.  Dan previously was a member of the Board of Governors of the Boston Stock Exchange, where he was the Chairman of the Audit Committee and the Nominating Committee.  Dan received his bachelor’s degree in Finance from the University of Massachusetts, and he currently supports his alma mater by serving on the Board of Visitors as the Vice Chairman of the Alumni Relations Committee.

MICHAEL HILDRETH

MICHAEL HILDRETH

Chief Financial Officer

Mike brings over 20 years industry experience to Moors & Cabot, most notably as Chief Executive Officer of Credit Union Brokerage Services and Vice President and Chief Investment Officer of Central Credit Union Fund.  Mike earned the designation of Certified Regulatory Compliance Professional™ (CRCP™) from the FINRA Institute at the Wharton School, University of Pennsylvania in 2008 and holds an accounting degree (BBA) from Anna Maria College.  Mr. Hildreth currently serves as an arbitrator with FINRA Dispute Resolution and is a member of the National Society of Compliance Professionals.

MICHAEL BRAUN

MICHAEL BRAUN

Chief Operating Officer

Mike is responsible for overseeing the Firm’s information technology, operations, insurance, human resources and other administration departments. Mike has over 30 years of experience that includes leadership roles at National Financial Services (an affiliate of Fidelity Management and Research) and Merrill Lynch.   He also serves as an arbitrator for FINRA and presides on FINRA's Disciplinary Hearing Panels.  Mike holds an Economics degree (BA) from the University of Massachusetts.

EDWARD MOREY

Co-Chairman

Edward serves on the Moors & Cabot Board of Directors as Co-Chairman in a non-executive capacity, and he has experience in investment management, hedge funds and alternative strategies.  Edward graduated from Georgetown University.

Executive Management Team

Executive Management Team

NYSE 125th M&C Anniversary

Moors & Cabot