Senior Vice President, Investment Advisor Representative
Spencer has been working as a Registered Representative in the Securities Industry since 1975 and as an Investment Advisor Representative since 2005. He provides personalized portfolio management for individuals and their families and customizes the portfolio recommendations depending on each client’s stated investment goals and objectives. He also serves as an active Insurance Producer and has earned Insurances Licenses for Life and Accident and Health Insurance. Recommendations of annuities, long-term care insurance, and life insurance are explored depending on the client’s expressed needs as part of an overall discussion of personal concerns.
He is quite knowledgeable in the areas of restricted stock sales, 105b-1 Equity Plans, and Corporate Executive Stock Option Programs and will help to successfully navigate the rules and processes necessary for each individual.
Prior to entering the Securities Industry, Mr. Larson attended Tufts University, where he received a B.S. in Computer Science. After 12 years working as a Registered Representative, he attended the MIT Sloan School of Business Management, where he received an MBA in Corporate Finance and Strategy in 1989.
Background and qualification information is available at FINRA's BrokerCheck website