Fast Facts for Advisors

Our Advisors

  • Average experience is over 20 years in financial services

  • Tenured and driven in building and growing their own business

  • Payouts range from 22%-60% depending on mix of business and production

  • Transactional & Fee-Based programs

  • Access to Advisor-as-Manager, fee-based programs; managed money SMA and UMA options; a Bond & Equity trading desk

  • Personalized TRANSITION SUPPORT to make the move to M&C as simple as possible

Benefits of Our Model

  • Open Architecture: Independence to choose the best products for your clients. No proprietary products

  • An incentive payout option along with transition payments and no contract

  • Personalized, full service support without the hassle of an Independent contractor model

  • Access to a full range of investments, support and technologies via our alliance with First Clearing1

  • Insurance department that supports you through the entire process

  • Direct access to Executive Management and the Ownership of M&C

What We Look for

  • Successful, proven professionals with a minimum production of $300k and $30MM of assets under management with the following qualitites:

  • Confident, wise individuals with demonstrated integrity

  • Entrepreneurship

  • Focused on providing top tier client service and unbiased financial advice

If you are interested in hearing more about what Moors & Cabot has to offer - either through our branch offices or our independent network, please see the contact us page for more information or email us at:

joinus@moorscabot.com

 

1. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.