Lawrence

Brockman

Vice President, Investments

Connect with
Lawrence
+1.330.759.4499
About
Lawrence

“Larry” joined Moors & Cabot as an independent representative in January of 2016 after a combined 33 years’ experience as a Financial Advisor with Merrill Lynch and Morgan Stanley. Following his graduation from Boardman High School in 1973, he attended Youngstown State University where he pursued a degree in Economics. Larry holds Securities licenses and professional licenses for Life, Health, and Variable Annuities in multiple states including Florida, Illinois, Ohio, and Pennsylvania.  

As a representative of Moors & Cabot, Larry emphasizes understanding his clients’ immediate, short-term, and long-term financial goals which requires listening, fostering a rapport with his clients, and developing a wealth management strategy tailored for each client. Larry utilizes a wide range of investment instruments and resources through the brokerage firm to identify the right services for his clients, including: 

  • Fee- Based Accounts

  • CD’s

  • Covered Call Writing

  • Exchange Traded Funds (ETF’s)

  • Financial Planning Tools

  • Fixed Income --Taxable and Tax-Free

  • Individual Equities

  • Money Managers

  • Variable & Fixed Income Annuities

 

Many of Larry’s clients have followed him to Moors & Cabot where he continues to provide service to residents of Columbiana, Mahoning, and Trumbull Counties, as well as out-of-state residents.

Larry spends much of his spare time with his wife, Mary, and their three children, Jake, Zach, and Maria.  He is an avid car buff and enjoys Formula 1 and Indy Cars. Additionally, he is a self-defense/personal safety advocate.

 

Background and qualification information is available at FINRA's BrokerCheck website

© 2020 by Moors & Cabot

Moors & Cabot Inc., member New York Stock Exchange, SIPC, FINRA

One Federal St., 19th Floor, Boston, MA 02110

info@moorscabot.com  |   +1.800.426.0501

Privacy & Security | Information & Disclosures | Investment Objectives and Risk Tolerance | Client Account Agreement

 

ADV | Client Relationship Summary | Regulation BI Disclosure | Best Execution 

Fees and Commissions | Margin Disclosure | Cash Sweep Deposit Program 

Check the background of this firm on FINRA's Brokercheck

 

SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash).
Explanatory brochure available upon request or at www.sipc.org.