Boston, MA

Steve is the Managing Director of Investments and a Founding Member of the DGL Advisory Group at Moors & Cabot, where he has worked since 1994. Prior to joining Moors & Cabot, Steve worked for PaineWebber (now UBS) and began his career with Prudential-Bache Securities in 1983. With over 40 years of experience in the industry, Steve draws upon his extensive knowledge to best serve DGL clients, including high-net-worth families and individuals, family offices, foundations, and endowments. When not speaking with clients, he focuses on developing client investment portfolios by evaluating individual securities, asset allocations, and investment themes, all while monitoring portfolio results. Given the complex nature of the investment advisory business, Steve’s background enables him to provide trusted, independent advice and counsel to DGL clients.

Within the community, Steve serves on the boards of The Community House in Hamilton, MA, among several other charitable boards, often serving as chairman of the investment committee.

A graduate of Hobart College, Steve lives in Marblehead, MA, with his wife, close to his daughters and grandchildren.

Otto joined the DGL Advisory Group at Moors & Cabot as a Client & Investment Associate in 2018. After 18 months supporting the Group, assisting with the investment process and providing financial planning services to clients, Otto became a full-fledged Financial Advisor within the group and has worked in that role since. Otto received his CFP designation in March of 2020 and is the primary contact for all of our clients’ financial planning needs.

Prior to joining Moors & Cabot, Otto worked in the financial planning department at Baystate Financial as a Paraplanner beginning in 2017, where he supported a portion of the firm’s financial advisors in onboarding clients into the financial planning process and helped a subset of those advisors develop and present financial planning recommendations to their clients.

Otto was born in London but moved with his family to Boston in 1999. He grew up in the Beacon Hill area and attended Belmont Hill School before receiving his BA in Economics & French from Colby College.

Steve DeNapoli is a Magna Cum Laude graduate of Isenberg School of Management of U-Mass Amherst. He joined Merrill Lynch immediately out of business school as a trainee and now has over 38 years of experience advising individuals and families.

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Steve has spent his career offering full-service investment management including financial, estate, educational, and retirement planning.

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He enjoys spending time and communicating with his clients. Mr. DeNapoli believes that taking the time to know and understand them enables him to tailor each plan and investment portfolio to each client’s needs and risk profile.

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Steve lives in Gloucester MA and has two grown daughters. He is a long time amateur winemaker and has been known to play drums in a classic rock band. He enjoys the outdoors, physical fitness and bike riding. ​

After 20 years in the financial services industry, I truly enjoy taking part in the planning process for individuals and their families. Getting to know them as people. Their goals and aspirations. Partnering with them to create a plan that grows and protects their wealth, to help them achieve long-term financial confidence. As an advisor, I am humbled by every opportunity to help clients navigate their relationships with money and wealth in a meaningful, impactful way.

In the initial stages of my career, working at large, well-established firms allowed me to develop the skills and experience necessary to meet the needs of a diverse group of clients. In recent years, I began to recognize the work that is, to me, both impactful and rewarding. And over time, I resolved to prioritize depth over volume, breadth over scale, and quality over quantity.  After many conversations with family, friends, and former colleagues as I considered the next step in my career, the stars aligned and I was presented with the incredible opportunity to return to Moors & Cabot as a member of EagleClaw Capital.

EagleClaw Capital Management, an independent investment advisory firm founded in 2005, consists of an experienced, seasoned group of professionals with an unwavering dedication to the needs of its clients. With over 100 years of combined portfolio management and client service experience, EagleClaw’s client/advisor relationships have withstood the tests of time – and so many challenging market environments – by providing a high standard of care and the personalized services that clients seek but so rarely receive.

EagleClaw clients benefit from a truly differentiated client experience…

• Personalized, bespoke portfolio management

• Holistic, goals-based financial planning

• Independent advisor and true fiduciary

Personal Info

• Scot grew up locally in West Newbury, MA. He attended Bates College in Lewiston, ME, where he studied English and Economics, and played football, ran track, and waited tables in his spare time.

• Scot currently lives in Andover, MA with his son Henry (9) and daughter Lucy (6).

• Outside of the office, Scot enjoys playing and coaching hockey, puttering in the yard, obsessively cleaning… or heading out with his kids to golf or fish.

Tad joined the DGL Advisory Group at Moors & Cabot as a Portfolio Analyst in 2023. While in this role, he became a fully licensed Financial Advisor and, after two years, was promoted to Vice President, Investments. He works with our clients on investment strategy, portfolio construction, and goals-based investing.

Prior to joining the DGL Advisory Group, Tad was an Assistant Vice President at Brown Brothers Harriman (BBH), where he was part of the private bank’s investment research group. He began his career at BBH as a Financial Analyst on an Activity-Based Costing modeling team.

Tad, a graduate of Hobart College, lives in the New York City area with his wife and daughter.

DJ has been a Senior Vice President at Moors & Cabot since 2005. In addition, he is President of EagleClaw Capital Management, a boutique Registered Investment Advisor specializing in customized portfolio management for high-net-worth individuals, families, and not-for-profits.

He began his career in the investment industry by learning the mutual fund business with Fidelity Investments in 1987. Subsequent to that, he joined the money management firm Freedom Capital Management as a research analyst and ultimately managed portfolios for high-net-worth individuals, pension funds, and foundations. While at Freedom Capital, he specialized in Environmental and Social investments as an analyst on the Freedom Environmental Fund and Portfolio Manager of institutional pension assets managed with similar investment constraints. He also worked as an Assistant Portfolio Manager under Jim Schmidt, manager of several open- and closed-end mutual funds. In 1994, D.J. joined Tucker Anthony to continue to grow his private client practice. In 2005, he left RBC Dain Rauscher (the successor firm to Tucker Anthony) to join Moors & Cabot and create EagleClaw Capital Management.

DJ is a 1987 graduate of Bowdoin College, earned the Chartered Financial Analyst (CFA) designation in 1993, and holds several securities licenses. He is a member of the CFA Institute and the Boston Security Analysts Society, and he has been featured in The Wall Street Transcript.

DJ lives in Hingham, MA with his wife and three children. In addition to spending free time with his family, DJ enjoys fishing, woodworking, and ice hockey.

Scott Bundy joined Moors & Cabot in 2011 and has over 40 years of experience in financial services. He began his with investment firm Smith Barney in 1976. He has a degree in Business Administration from the University of New Hampshire.

Mr. Griffin is a graduate of Don Savio Prep and attended Salem State University. Ken is the Branch Manager of the Norwell office of Moors & Cabot and has spent over 25 years with the company. He holds Series 7,8 & 64 certifications and serves his clients in investing in stocks, bonds, mutual funds, options & UIT’s.

Ken is the father of two girls with whom he shares a passion for the game of golf. In his spare time, Mr. Griffin also enjoys coaching his children’s sport teams and cooking.

Neal Milton is a Vice President of Investments with the Moors & Cabot office in Brockton.  Neal has 20 years of Investment experience and is responsible for helping a diverse group of clients in achieving their portfolio needs. He earned a Bachelor’s Degree in Marketing from the Carroll School of Management at Boston College while playing offensive tackle on the Boston College football team. Neal would then go on to begin his career in Investment Management, working at various firms in Boston including Janney Montgomery Scott and Detwiler Mitchell.  

Neal joined Moors & Cabot in 2013 and focuses on creating and implementing solutions for individuals who want to protect and grow their wealth.  He holds numerous securities and insurance licenses.  Outside of the investment world, Neal is an avid sports fan and maintains an active lifestyle. He enjoys reading, fishing, and playing golf. Mr. Milton makes his home in West Bridgewater, Massachusetts with his wife Kerri and their two young daughters.

David W. Donahue has been in the securities business since 1958 when he graduated from The Amos Tuck School of Business at Dartmouth. Dave learned the bond business at Halsey Stuart & Co., the brokerage business at White Weld & Co. and Tucker Anthony (which ultimately became RBC Dain Rauscher), and portfolio management at Loomis Sayles & Co., where he served as President of the Loomis Sayles Mutual Fund, a balanced fund, from 1970-1973. Dave graduated from Bowdoin College in 1954, and joined the U.S. Army shortly thereafter. He holds the Series 1, 63 and 65 license.

Dave lives in Winchester, Ma and Carefree, AZ with his wife of over 40 years. He is an avid sports fan, and keeps his handicap low with phenomenal putting.

Jeff has been a Senior Vice President – Investments and Registered Investment Advisor Representative in Moors & Cabot’s Boston office since 2009. He has over 25 years of experience.

Since 1995, Jeff has been providing customized wealth and portfolio management services to families, trusts, and corporate executives while at Merrill Lynch and Salomon Smith Barney. Additionally, he provides ERISA advisory services to corporate fiduciaries and trustees. Further back, he was on the Index & Equity Options desk at Brown & Co. beginning in 1993.

Jeff has numerous long-term relationships with prominent estate and trust law firms, as well as many distinguished accounting firms. These relationships allow direct access to advanced financial planning techniques from some of the most experienced legal and accounting minds available.

Jeff provides the following customized services:

• Portfolio Management

• IRAs and 401(k) Rollovers

• Trust Account Management

• Retirement Income Planning

• Single Stock Hedging

• Fee-based Advisory Services

• Life Insurance and Annuity Solutions

• Comprehensive Wealth Management Solutions

Jeff holds numerous securities and insurance licenses, lives in Hingham, and takes great joy in his college-age daughters’ ongoing successes.

Tom joined Moors and Cabot in 2006, having advised clients for over 20 years. He worked previously at the investment firms of Legg Mason and Prudential Bache Securities. He is a graduate of Wesleyan University, and holds numerous securities and insurance licenses.

Tom’s primary areas of focus in advice and solution are:

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• Portfolio Management

• Mutual Fund Selection

• Fixed Income Investments (U.S. Treasuries, Agencies, Corporate Bonds, Tax-Free Municipal Bonds, CDs)

• Individual Retirement Accounts & Rollovers

• College Funding Plans

• Insurance Needs & Assessments (Life Insurance, Long Term Care Insurance)

• Annuity Contracts (Fixed Income & Variable Annuities)

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Additionally, Tom works with area attorneys and accountants to better service the tax and estate planning needs of clients.

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At the community level, Tom belongs to several organizations or groups dedicated to the restoration and beautification of local parks and waterways. A former collegiate athlete, Tom enjoys mountain hiking and playing spectator at his sons’ athletic events.

David J. Horonzy is a Vice President of Investments in the Moors & Cabot Boston Office.

David began his career in the Financial Services Industry in 1994 in Beverly Hills, CA as a Financial Advisor. In the year 2000, he relocated to San Francisco, CA to be directly involved with the growth of Silicon Valley. David has expressed his appreciation for the experience gained through working and serving the needs of high-tech companies, business owners, and high-net-worth individuals, along with their family needs.

David continues to grow his practice through his experience in which he continues to implement into his daily business practices. Preserving wealth through asset preservation, utilizing life insurance, estate planning, and growth to help serve future generations.

Schedule a meeting with David here and get underway to help you achieve your current and future financial goals. 

Joseph A. Liotta joined Moors & Cabot in the summer of 2015 and has over 35 years of experience as a financial advisor. He began his career with Prudential Securities in 1983 and became a CFP® certificant in 1989. Joe earned his B.S. in Business Administration from Christian Brothers University and has also studied at New York Institute of Finance. 

A firm believer in promoting economic education, Joe served for 15 years as a trustee of the Securities Industry Association New York District Economic Education Foundation and is a member of the Museum of American Finance. He enjoys educating clients on financial matters as a means to setting and working toward their goals.

While he works with clients within the broad spectrum of financial planning and investments, Joe’s specialty is in Retirement Planning educating clients on plan characteristics, implementation, management and investing.

Joe resides in Northport, NY where he can be seen walking and socializing with his neighbors.

Khane Goodson has worked in Wealth Management and Banking for 19 years, having started as a Teller at a local bank in Central Florida and worked his way up, most recently, to VP, Wealth Advisor at Citizens Private Wealth.  In 2025, he joined Moors & Cabot as a VP, Investments in order to provide more customizable solutions and services to his clients.

In 2019, he earned his Certified Financial Planner® designation and has been working predominantly with High Net Worth families and individuals with complex financial needs ever since. His main focus is on guiding clients to give purpose to their wealth by focusing on their needs first, then the needs of their family, and lastly the needs of others.

Khane moved to Rhode Island in 2011 from Florida in order to be near family along with his wife of 19 years, Elisabeth, and his three children ages 16, 14, and 10.  Khane loves sailing and currently owns 7 boats and loves going on RV trips around New England and beyond.  He also is active in his local church, serves as Treasurer of Community Care Alliance in Woonsocket, RI, serves as Treasurer of the RI Trucking Association Foundation, and is active in the Estate Planning Council of Rhode Island.

Khane’s Value Statement:

I assist clients in aligning their purpose with their wealth. By listening to and “seeing”  my clients, I am able to keep their needs front of mind and bring my knowledge, resources, and team to bear. Through honest, responsive, and caring service, my clients experience confidence that exceeds their expectations. My passion is to positively impact my clients lives, fostering greater peace, joy, and confidence as they navigate their financial journey.

Thomas is a graduate of Middlebury College with a B.A in Political Philosophy. He began his career in May of 1997 at the Boston office of Merrill Lynch. Now, with over two decades of experience in the investment world, Thomas is well equipped to assist with your financial planning and investment needs. Over the years, he has orchestrated hundreds of financial plans for executives, families, and small companies.

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Thomas holds a Series 7, 63, 65, and a life insurance license. He can provide planning for the full extent of your family’s financial interests. For the past 22 years, he has been building relationships with executives in the New England area. Having worked with numerous entrepreneurs, he understands the difficulty of creating a start-up business and appreciates the value of hard work, taking great care in allocating investments on behalf of his clients. For over 20 years, he has assisted in the selection of investments for company retirement plans and high net worth families.

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During his time as a Financial Advisor, Thomas has earned experience in employee incentive stock options, nonqualified stock options, restricted stock units, founder’s shares, warrants, and the various implications these instruments may have on formulating a financial plan. With the expertise to invest in stocks, bonds, mutual funds, ETFs, closed-end funds, UITs, options, alternative investments, hedge funds, and separately managed accounts, Thomas is well positioned to provide the level of service his hard working clients deserve.

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Thomas is an avid Boston sports fan who also enjoys playing golf. He coaches an adult men’s soccer team, Mystic River FC, and coordinates the fund raising and volunteer projects for the club.

John started his career on the floor of the New York Stock Exchange in 1985.  He has a broad financial background, having traded options, preferred stock, convertible bonds, and equities seated in New York and Boston.  John was the Head of Institutional Equity Sales and Trading at Tucker Anthony and Hancock Institutional Equity Services.  He was an Institutional Equity Sales Trader on the Moors and Cabot desk for seven years before leaving to form the Callahan, Sullivan Wealth Management Group at Merrill Lynch in Boston.  

In 2015, John returned to Moors & Cabot in Boston.  As a Financial Advisor, his enthusiasm for the financial industry and proven background is what separates him from the rest.  John has been devoted to delivering exceptional customer service and maintaining strong relationships throughout his career.  He is driven and detail-oriented with the ability to thrive in high-pressure environments.  Mostly he is dedicated to helping clients achieve their financial goals.

John is an alumnus of the University of Pennsylvania.  He was an English major with a concentration in 20th century Literature. He was also a member of the Varsity Football Team.  He is a husband and father of three.  His wife Julianne is a Nurse Practitioner at Harvard University.  His oldest son Jack is currently serving with the Peace Corps in Togo Africa.  His second son Casen is Graphic Designer and Artist.  While his youngest daughter Georgia, is a Public Relations, Crisis Management Specialist. 

John’s FINRA designations include, Series 7, 55, 63, 66, 9, 10. 

Brice McMahon joined Moors & Cabot in 2015. He has 10 years of experience in financial services. He has knowledge in investment analysis, financial planning & insurance needs.

Audrey Daum is a Senior Vice President Investments in the Boston office. Audrey was a Director – Investments with Oppenheimer & Co. Private Client Group from September 2010 through April 2017 until joining Moors & Cabot. At Oppenheimer, Audrey worked with individuals and small business owners on portfolio management, retirement and estate planning. She has spoken at MIT and other venues on the importance of financial literacy. Prior to joining Oppenheimer, Ms. Daum was employed as a Vice President and Financial Advisor at Merrill Lynch from 1998 to 2010. Before joining Global Wealth Management, Audrey served as a Senior Business Manager at Merrill Lynch in Plainsboro from 1996 to 1998. Prior to joining Merrill Lynch, Audrey was a Vice President of Institutional Fixed Income Sales at Citicorp Securities. Audrey was Vice President of Corporate Finance from 1988 to 1994.

Ms. Daum holds an MBA from MIT Sloan School of Management, 1988, spent two years at Harvard Graduate School of Arts and Sciences, and holds an undergraduate degree from Northeastern University.

Audrey is a Board Member and Co-Chair, Women’s Events of the MIT Sloan Alumni Association of Boston and has served as Past President and Treasurer. Prior to relocating back to Boston, she was President of MIT Sloan Alumni Club of New York. In 2017, Audrey launched Women and Wine Wednesdays, a successful professional women’s network, as part of her volunteer with MITSBAA. She has also served on the Executive Council for Ellevate Networks’ Boston Chapter and has partnered with Invest In Girls, hosting events on the importance of financial literacy.

Felix McCarthy joined Moors & Cabot in 2015. He has over 45 years of experience in financial services.

Callum joined Moors & Cabot from Janney Montgomery Scott, where he worked as part of a team with Jim Cesarz and their assistant Lizette Redmond. He has been in the business for 23 years after starting his career with Legg Mason. He and Jim focus their business on financial planning for wealthy individuals, non-profits and endowments with an emphasis on fee-based management.

Callum and his wife Melissa live in Walpole with their three children and are active in their community. Outside of work, his family is heavily involved in soccer, skiing, and lacrosse. Callum is originally from Glasgow, Scotland.

Professional Career:

Michael J. Surprenant began his financial planning career at Fidelity Investments in 1995. He was chosen to pilot two of their original High Net Worth client initiatives; The Premium Services Group and then The Private Access Group, working with clients with a liquid net worth of $2M and above at that time. 

In early 2000, Michael recognized an opportunity to continue to develop and refine his professional financial planning expertise and accepted a position at JP Morgan Private Bank.  He joined a team of three advisors/traders where together they managed client assets of over $500M. Michael worked directly with the investment-banking team and alongside the pre-IPO business owners to fully develop and diversify their portfolios.  

Michael’s role has always been to work closely with the firms most valued clients on a multitude of important planning topics. These experiences built a broad foundation of knowledge and experience that he has taken to establish his own comprehensive financial planning practice. Over the past two decades, he has grown his planning practice to assist clients with services including: 

Portfolio Review, Development, Implementation and Management.  Equity & Fixed Income Trading, Trust & Estate Planning, Elder Care Law, Life Insurance and Annuity Services, Small Business 401K/PS/Pension Plans, Small Business Succession Planning, Charitable Giving and Donor Advised Funds, Cash Management Services, Equity & Option Trading, Retirement and Income Planning, and more.  

Michael has been happily collaborating with his clients at Moors & Cabot, Inc. for over a decade, joining the firm in November of 2012. 

Investment Philosophy:

Michael believes that true financial planning is a holistic experience. It is a process and a relationship that is always evolving. He believes that every facet of a clients life has some effect on their portfolio. Their past experiences, expectations, preferences, goals, religion, family, means, taxes, risk tolerances, fears and many other factors account for the development of a client portfolio. By taking the time, upfront and ongoing, to understand his client’s needs & goals, then utilizing Moors & Cabot’s world-class financial planning tools, Michael provides innovative and truly personalized financial solutions for his clients.  

Personal Life:

Michael lives on the south shore of Boston with his wife of over 29 years. They together have three wonderful adult children who are the pride of their lives. Portuguese Water Dogs Ms. Gracie and Baxter (as in the ME state park!) chaotically round out the family. Michael and his family are actively involved with organizations such as The Jimmy Fund and the Dana Farber Cancer Institute. Michael loves spending time with his family and friends anytime/anywhere on the water, the golf course, the beach, cooking and/or traveling.     

Jim joined Moors & Cabot from Janney Montgomery Scott, where he worked as part of a team with Callum MacLean and their assistant, Lizette Redmond. Jim has been in the business for 24 years after starting his career with Legg Mason in 1994. He and Callum focus their business on financial planning for wealthy individuals, non-profits, and endowments with an emphasis on fee-based management.

Jim grew up on the South Shore and currently lives in Braintree, MA with his wife, Tracey, two sons, and man’s best friend, Duke, a Border Terrier. Away from the office, Jim enjoys coaching baseball and is an avid golfer.

Thomas E. Powers joined Moors & Cabot in 2009. He has over 20 years of experience in financial services.

Chip Cheney joined Moors & Cabot in 2018. He has over 20 years of experience in financial services.

Joe recently joined Moors & Cabot in the spring of 2019 and has over 34 years of experience as a financial advisor. Working for Legg Mason beginning in 1988, he advanced through the ranks and two acquisitions before joining Moors & Cabot. Since 2004, Joe has been providing customized wealth and portfolio management services to families, trusts, and endowments.

Joe has numerous long-term relationships with prominent estate and trust law firms, as well as many distinguished accounting firms. These relationships allow direct access to advanced financial planning techniques from some of the most experienced legal and accounting minds available. Additionally, these relationships provide his clients a ‘partnership’ in directing their long-term goals in the most efficient manner possible.

Through Moors & Cabot, Joe provides the following customized services:

• Portfolio Management

• Fee-based Advisory Services

• Trust Account Management

• IRAs and 401(k) Rollovers

• Retirement Income Planning

• Individual Equity & Fixed Income Portfolio Construction

• Comprehensive Wealth Management Solutions

Joe is Managing Director of Investments and holds numerous securities licenses, as well as his Portfolio Manager designation along with his MBA (’82 from The Sawyer School of management at Suffolk University). He lives in Hanover and takes great joy in spending time with his dad restoring his 1759 home! Joe is extremely active in charitable and fraternal endeavors.