Welcome to Moors & Cabot
Alyson Farrell
Controller
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1 Federal St 19th floor, Boston, MA
Alyson Farrell became involved with Moors & Cabot in the late 90’s as a financial consultant and officially joined the firm in January 2001. Prior to Moors & Cabot she held positions at Bank of Boston, Pepsico, MF&T Insurance Agency, ON Technology and The Kent Group. She received her Associates Degree in Management, Bachelor of Science in Accountancy and MBA from Bentley College, now known as Bentley University. She holds her Series 99 license. During her 24+ years at M&C she has raised two kind and successful daughters, which she considers her greatest achievement and they continue to be a tremendous source of pride and joy. Alyson is a Massachusetts native and after many years of braving the Boston commute currently works remotely from Florida.
Cody Elvin
Risk Mitigation & Protection
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1 Federal St 19th floor, Boston, MA
I grew up in Connecticut, where I earned my degree in Business Administration from Post University. With a decade of experience in banking and finance, I have developed the knowledge and expertise to provide comprehensive financial guidance tailored to each client’s unique needs.
As a licensed securities professional, I assist individuals in the state of Florida with their investment needs. In my role as Director of Business Development - Insurance at Moors & Cabot, I lead our insurance division on a national scale, ensuring our clients receive the highest level of service and protection.
At Moors & Cabot, we have access to over 20 A-rated carriers, as rated by AM Best, allowing us to match clients with the best coverage at the right time. Our approach goes beyond simply offering products; we build lasting relationships and provide holistic financial planning to help clients safeguard what matters most. Our goal is to ensure each client is well-prepared for the future with a comprehensive strategy that aligns with their financial goals.
Outside of work, I am passionate about fitness, kayaking, paddle boarding, and attending music festivals. I believe in living a balanced and fulfilling life, and I bring that same philosophy to helping my clients achieve financial security and peace of mind.
Hayley Carron
Marketing & Communications Manager
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1 Federal St 19th floor, Boston, MA
Hayley Carron joined Moors & Cabot in 2021 and became Marketing & Communications Manager in 2023. Hayley received a Master of Business Administration and a Bachelor of Science degree in Marketing and Management from Bridgewater State University. At Moors & Cabot, Hayley assists financial professionals in marketing their businesses, focusing on shaping their story to meet their business goals. She works closely with the Compliance team to navigate the complexities of the financial services industry. In her free time, Hayley enjoys playing golf and assisting her lacrosse team at her alma mater. Hayley holds her SIE and Series 7.
Jamie Frazier
Chief Growth Officer
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1 Federal St 19th floor, Boston, MA
Jamie Frazier, as Chief Growth Officer at Moors & Cabot, spearheads the firm's advisor recruitment strategy, aiming to attract top-tier financial professionals who resonate with the company's values and growth objectives. His responsibilities include enhancing Moors & Cabot's industry presence, understanding the needs of the target advisor market, and articulating the benefits of the firm's platform.
With almost two decades of executive experience in financial services, Jamie also plays a key role in integrating new advisory teams acquired by the firm. His approach to growth is strategic, ensuring that all initiatives align with Moors & Cabot's core values and long-term vision. His key areas of focus include process improvement, strategic marketing, defining and communication of advisor process, enhancing client experiences, and working with financial advisors to introduce new concepts and solution sets into their practices
Before moving into leadership, Jamie spent 13 years as a personal financial advisor, giving him a deep understanding of the profession and the support advisors need to serve their clients and expand their practices.
His prior experience includes roles at Bank of America Investment Services and TIAA-CREF. He holds a Bachelor's degree from Bridgewater State University and possesses Securities Licenses 6, 7, 24, 63, and 65 as well as Massachusetts Life Insurance.
Jason Facey
Chief Information Security Officer
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1 Federal St 19th floor, Boston, MA
Jason Facey, I joined M&C in 2007 after working at John Hancock and IBM as a Senior Security Analyst and Senior PC & LAN Techician. My skills include Cybersecurity, Identity and Access Management, Windows Adminstration Specialist, Cisco networking, Telephony, Google Cloud Platform Administration, Disaster Recovery, Project Management, and leadership.
Cybersecurity
IAM - Identity and Access Management
Windows Admistration Specialist
Cisco Network Administrator
Telephony Analyst
Google Cloud Platform Administrator
Disaster Recovery
Project Management
Leadership
SHRM People Manager Qualification
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Jonathan Engert
Director of Insurance
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1 Federal St 19th floor, Boston, MA
Jonathan grew up in Scotia, NY and attended Bentley University in Waltham MA, where he graduated Summa Cum Laude with a Bachelor of Science in Finance in 2006. He immediately started his financial services career with John Hancock as a Registered Representative focused on building an investment and insurance book of business comprised of individuals, families and business owners. There, Jonathan was recognized as a long-term care subject matter expert and specialized in creating customized long-term care plans for clients and prospects.
Jonathan joined Moors & Cabot in 2008 and currently serves as Director, Insurance & Annuities where he supports the firm’s Financial Professionals with integrating a wide variety of risk mitigation and income solutions into their practices and client’s holistic financial plans. As the firm’s subject matter expert in annuities and insurance, Jonathan has the ability to convey these complex concepts into understandable solutions.
Jonathan and his wife Carly currently live in San Diego, CA with their two sons Colin (age 5) and Connor (age 2). As a family, they enjoy going to the beach, playing sports, and listening to music together. Jonathan also enjoys golf, wine and is an avid Notre Dame college football fan.
Jonathan holds the FINRA Series 6, 7, and 63 securities licenses; as well as the Life, Health & Variable insurance licenses. In addition, Jonathan has attained the professional designations of Chartered Life Underwriter (CLU®), Chartered Financial Consultant (ChFC®), Certified Annuity Specialist (CAS®), Certification in Long-Term Care (CLTC®), and Chartered Advisor for Senior Living (CASL®).
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Katherine Kelliher
Senior Vice President, Chief Compliance Officer
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1 Federal St 19th floor, Boston, MA
Katherine Kelliher joined Moors & Cabot in 2014 and became the firm's Chief Compliance Officer in 2024. Prior to Moors & Cabot, she worked at Metlife where she was the Regional Compliance Coordinator for the New England region. She has also worked for Canaccord Genuity Inc., a Canadian Investment Bank, and Morgan Stanley. Katherine received a Bachelor of Arts degree in Economics from Stonehill College. She is active in various charitable organizations in the Boston area. As a Registered Representative of Moors & Cabot, Inc., Katherine holds Series 3, 7, 24, 63, and 65 licenses.
Luke Chandler
Manager of Financial Analysis & Business Intelligence
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1 Federal St 19th floor, Boston, MA
Luke Chandler joined Moors & Cabot in 2017 and is currently the Manager of Financial Analysis and Business Intelligence. He is recognized for his leadership in key financial areas, including internal P&L analysis, budgeting and forecasting, and deal valuation. He has been instrumental in the creation and evolution of the firm’s Business Intelligence Platform, a system he co-founded in 2019. He holds a Bachelor of Science in both Financial Economics and Environment & Global Sustainability from Bentley University. As a Registered Representative of Moors & Cabot, Inc. Luke holds a Series 27 Financial and Operations Principal and a Series 99 Operations Professional License
Mariella Catalano
Business Development Manager
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1 Federal St 19th floor, Boston, MA
Mariella Catalano joined Moors & Cabot in 2024 as our Business Development Associate and became the Business Development Manager in 2025. Prior to joining Moors & Cabot, Mariella worked for two years at a recruiting agency in Boston, focusing on property recruitment. Since changing industries and joining M&C, her focus has been on the Growth Team and supporting all aspects of business development. Whether it be through internal initiatives and projects or managing the process of recruiting top Financial Advisors to M&C she prioritizes the growth of the firm amongst many facets.
Mariella received her Bachelor of Science degree in Business Management with a minor in Spanish from Providence College. In her free time, Mariella enjoys avidly reading on her Kindle and running. Mariella holds her SIE and Series 7 licenses.
Mark Garrett
Executive Chairman
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1 Federal St 19th floor, Boston, MA
Mark is an owner of Moors & Cabot and serves on the Board of Directors as Executive Chairman. Mark brings to bear a broad range of operating and leadership experience, including strategy development and execution, financial management best practices, sales management and business development.
Prior to his involvement with Moors & Cabot, Mark worked in a variety of capacities at Accenture, LLC. In his role at Accenture, Mark managed teams delivering operational efficiencies to Fortune 500 clients, including merger synergy management and analysis of acquisition and divestiture opportunities.
Mark's experience spans privately-held and pre-and post IPO start-ups, Fortune 500 companies and family held enterprises.
Mark is a member of Young Presidents' Organization (YPO), a former Trustee for CED (Committee for Economic Development) and is a member of the PCG Committee for SIFMA. Mark holds a Bachelor's Degree from the University of Texas at Austin.
Michael Hildreth
President & Chief Executive Officer
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1 Federal St 19th floor, Boston, MA
In addition to his role as President and Chief Executive Officer, Mike is an owner of Moors & Cabot and serves on the Board of Directors. He has served the past 20+ years at Moors & Cabot across multiple C-level roles and brings a total of more than 33 years of industry experience in compliance, operations, financial management, and leadership to the firm, having held various managerial and other roles within the financial services industry prior to his involvement with Moors & Cabot.
Mike holds the Certified Regulatory Compliance Professional designation from the FINRA Institute at Wharton, University of Pennsylvania, and is a 2021 graduate of the SIFMA / Wharton Securities Industry Institute. He earned his Bachelor of Business Administration from Anna Maria College.
He is active in the industry, serving as a Neutral Arbitrator with FINRA Dispute Resolution and as a member of the National Society of Compliance Professionals and the Treasurers Club of Boston. Additionally, he serves on the Securities Industry and Financial Markets Association (“SIFMA”) Advisory Council, PCG Committee, and Small Firms CEO Roundtable.
Mike was recognized by the Boston Business Journal, which named him its 2019 CFO of the Year for private midsized companies.
Midge Manning
Vice President, Administration
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1 Federal St 19th floor, Boston, MA
After graduating high school and working in various positions throughout high school Midge joined Merrill Lynch at the Boston High St branch as a Margin and Commodity clerk. After attending various Manager courses she became manager of the Margin Option and Commodity Department overseeing the Stamford, Greenwich and New Canaan, CT, branch offices, then later on became the Operations Manager of the Beacon Hill office in Boston. Midge joined Alternative Investments after passing the Series 7,8,24 and 63 exams as the Operations Manager, Trader and Compliance.
When Moors & Cabot, Inc took over Alternative and was made Operations Manager, later worked with Herb Sarkisian overseeing the Teamsters Pension Fund then on to work solely with Mr. Robert W. Morey as his assistant, made Corporate Secretary and Vice President of Administration working with Human Resources, Finance, Trading and Compliance.
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Mike Braun
Chief Operating Officer
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1 Federal St 19th floor, Boston, MA
Michael Braun is a member of the Moors & Cabot's Board of Directors and Chief Operating Officer. He oversees several key departments within the Firm including Operations, Trading, and other administration functions. Mike brings over 35 years of valuable experience to the organization. His career includes significant key leadership roles and was a Senior Vice President of Relationship Management at National Financial Services, an affiliate of Fidelity Management and Research (Boston), and at Merrill Lynch (Los Angeles, Boston, and Princeton).
In addition to his professional experience, Mike was Co-chairman of the NASD District 11 Region, and has also served as an Arbitrator for FINRA and is a member of FINRA's Disciplinary Hearing Panel. Mike holds a Bachelor of Science degree in Economics from the University of Massachusetts.
Mike also holds many FINRA Registrations including series 6, 7, 9, 10, 15, 24, 28, and 63 and also serves on the Board of Directors for the non-profit charity ALS One and Compassionate Care.
Peter Medgyesy
Director of Training & Transitions
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1 Federal St 19th floor, Boston, MA
Peter Medgyesy serves as Director of Training & Transitions at Moors & Cabot, where he helps drive the firm’s advisor onboarding, technology integration, and practice development initiatives. With more than a decade of experience at the firm, Peter plays a key role in advancing Moors & Cabot’s digital transformation and ensuring advisors have the tools and strategies they need to deliver comprehensive wealth management.
Peter also leads the firm’s Transition team, which not only supports the seamless onboarding of new advisors but also plays an integral role in overseeing the transfer of their books of business and client accounts when they join Moors & Cabot. His commitment to process, communication, and collaboration helps ensure advisors and their clients experience a smooth and successful transition.
He has been instrumental in building out the firm’s “M&C Complete” platform, enhancing advisor training programs, and strengthening collaboration across branches nationwide. Known for his hands-on approach, Peter partners closely with advisors and leadership to support growth, client engagement, and long-term succession planning.
Peter lives in Orlando, Florida, with his wife Kathrine and their young son, Donovan Watt Medgyesy. Outside of the office, he enjoys tennis, sailing, cooking, and traveling with his family.
Rafael Hernandez
Director of Operations
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1 Federal St 19th floor, Boston, MA
Siobhan Nally
Vice President, Human Resources
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1 Federal St 19th floor, Boston, MA
Stan Czyzyk
Executive Vice President, Strategic Initiatives
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1 Federal St 19th floor, Boston, MA
Our Leadership
At Moors & Cabot, we believe that outstanding results are derived from outstanding teams. That is why we've brought together individuals who deliver highly personalized experience in everything they do.
Our Leadership Team is comprised of members who come from diverse professional and educational backgrounds and bring together a wealth of knowledge and complementary skills. Their different perspectives contribute to our success and the feeling of family that makes Moors & Cabot distinct from other firms.
Leadership
Wealth Management Founded on a Relationship
135 years ago, Moors & Cabot was founded on a relationship. Today, we carry on that tradition. Explore our personalized combination of veteran financial professionals, robust capabilities, and tailored strategies. The result is a true financial partner, exclusively focused on your goals and challenges.
We feel this sets us apart. Come see for yourself.
