Good Training. Great Productivity.

Our Training & Transitions department is prepared to assist you from day one. Our dedicated team provides comprehensive support, whether it's facilitating the transition of your book of business to Moors & Cabot, offering platform training, or exploring innovative business strategies. We understand that bringing clients onto a new platform can be daunting, which is why our team of professionals is committed to supporting you at every step.

White-Glove Operations

Our operations team has long-term experience in the industry and deep relationships with our clearing firm and other partners. We pride ourselves on making your issue our issue. When you raise an issue, you will get a fast response, regular updates, and follow-up communications. It will be a one-on-one interaction until a resolution is found. This level of concierge support permeates our culture.

Collaborative Compliance

The Compliance team at Moors & Cabot is dedicated to ensuring the security of both our advisors and their clients. Comprised of seasoned industry experience, the Compliance department at M&C provides comprehensive support. We engage with our financial professionals at various levels to uphold compliance standards while enabling them to conduct their business autonomously.

Services

19th Century Roots.
21st Century Capabilities.

Advisors often face a dilemma: choosing between comprehensive service, technology … or receiving personalized attention. When you partner with Moors & Cabot, there are no trade-offs; you get both.

Over the past 10 years, we’ve made significant strategic investments in people, processes and technologies -- integrated together. The result is a combination of experience, capabilities and support unheard of in the industry.

Freedom and Growth

For 135 years, we have been a home for entrepreneurial advisors and teams. Those always seeking to deepen their relationships with their clients, offering them individual solutions based on their personalized needs. Always free of proprietary products.

Since then, we have gone beyond that initial mission. For those that want it, growth is “part of the platform”. We are proud to offer an unrivaled suite of growth support, included. From dedicated marketing, to on-demand tool development and integration, to dedicated transition support. Succession planning, practice optimization, analytics, coaching and mentoring. At every phase of your career and for every element of your practice, we have the people and support to help you deliver an impactful service to your clients.

Read on to learn more about this comprehensive set of capabilities.

Unrivaled Support For Your Whole Practice

Thoughtful Transitions

You only get one chance to make a first impression.

Our dedicated training and transition team is committed to supporting you as you move your business to Moors & Cabot. They are deeply skilled in both fully digital and paper-based processes. They have experience in complex situations, as well as protocol and non-protocol scenarios. Our process is refined, yet flexible - allowing us to dynamically ramp your assigned team as needed to move as quickly as possible.

From day one, our team will assist you with the transition of your book of business, provide technology training, and much more. Governed by a proven process refined over a decade and thousands of accounts, you and your clients will enjoy a smooth and efficient experience onboarding onto the platform.

Multi-Channel Marketing. Made to Order.

Our dedicated marketing team is committed to providing comprehensive support designed to empower you in effectively sharing your personalized story and growing your practice. We understand the diverse channels available today and offer tailored strategies across various platforms.

Whether your focus is on building a strong online presence through engaging social media campaigns, nurturing client relationships with targeted email marketing, or connecting directly with your community through impactful event support, our team possesses the experience to guide you. We work collaboratively to craft a bespoke marketing strategy that aligns with your business objectives, amplifies your message, and ultimately drives sustainable growth for your business.

This creative development spans mediums and channels. It saves you time and investment by sparing you the “you're on your own” approach at other firms. No need to source marketing agencies, wait weeks for drafts, or spend countless hours building your own materials. Plus, with our integration of in-house Marketing and Compliance, it’s an efficient and collaborative process from start to finish.

Risk Mitigation Solutions

M&C Complete

Four Pillars Form the Foundation of a Complete Relationship.

Moors & Cabot Complete articulates the relationship between you and your clients. Based on four pillars, Financial Planning, Investment Management, Communication and Advice, M&C Complete provides you and your clients with an exclusive insight into new tools and technology in our industry to assist in a holistic wealth management experience.

Custom Solutions on Demand: M&C Labs

M&C Labs has created in-house technology to support and grow your business. M&C Labs allows you to take a deep dive into your book of business, allowing you to create greater efficiency.

Complex Trading

As a comprehensive aspect of our offering to our clients, Moors & Cabot provides access to a dedicated team of Traders. Our in-house Trading Desk Services allow for a depth to our relationships not usually found with wealth management firms, and our Traders are prepared to provide support across a wide array of asset classes, from retail equity and syndicate offerings to fixed income investments and municipal bonds.

Practice Optimization

At Moors & Cabot, we believe in your business, your way. But that does not mean you have to do this alone. At M&C, our Growth Department is dedicated not only to the growth of our organization but the growth of your practice. We bring together our financial professionals and great support staff to share innovative ideas to help you take advantage of your opportunities. Whether you are growing your book of business, growing your client relationships, or in a maintenance phase, we are here to help.