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Vice President, Investments

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Tom joined Moors and Cabot in 2006, having advised clients for over 20 years. He worked previously at the investment firms of Legg Mason and Prudential Bache Securities. He is a graduate of Wesleyan University, and holds numerous securities and insurance licenses.

Tom’s primary areas of focus in advice and solution are:

  • Portfolio Management

  • Mutual Fund Selection

  • Fixed Income Investments (U.S. Treasuries, Agencies, Corporate Bonds, Tax-Free Municipal Bonds, CDs)

  • Individual Retirement Accounts & Rollovers

  • College Funding Plans

  • Insurance Needs & Assessments (Life Insurance, Long Term Care Insurance)

  • Annuity Contracts (Fixed Income & Variable Annuities)

Additionally, Tom works with area attorneys and accountants to better service the tax and estate planning needs of clients.

At the community level, Tom belongs to several organizations or groups dedicated to the restoration and beautification of local parks and waterways. A former collegiate athlete, Tom enjoys mountain hiking and playing spectator at his sons’ athletic events.


Background and qualification information is available at FINRA's BrokerCheck website


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